Risk Disclosure of Local Securities Services:

Investors should note that all investment involves risks. Prices of securities may go up as well as down and may even become valueless.  Investors should not only base on this website alone to make any investment decision, but should read in detail the relevant Risk Disclosure Statements.

Your Concern as an Investor

Capitalise on the investment opportunities available in the market to ensure the investment portfolio responds to market changes.

Local Securities Services

We are committed in providing dedicated securities services to fulfill your investment needs and provide the latest market updates to facilitate your investment decisions.

Hong Kong Investor Identification Regime (HKIDR) and Over-the-counter Securities Transactions Reporting Regime (OTCR)

The Securities and Futures Commission (“SFC”) has introduced the Investor Identification Regime (“HKIDR”) at trading level for the securities market in Hong Kong and an Over-The-Counter Securities Transactions Reporting Regime (“OTCR”) for shares listed on the Stock Exchange of Hong Kong (SEHK). HKIDR has been launched on 20 March 2023, and OTCR will be launched on 25 September 2023. For more details about our arrangement regarding HKIDR and OTCR, please click here .